Filing Details
- Accession Number:
- 0001181431-10-056360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 18:07:46
- Reporting Period:
- 2010-11-17
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 18:07:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1099523 | D Neil Nicastro | 800 S. Northpoint Blvd Waukegan IL 60085 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-17 | 15,135 | $16.95 | 41,275 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-17 | 15,135 | $43.15 | 26,140 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2010-11-17 | 15,135 | $0.00 | 15,135 | $16.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-08-14 | No | 4 | M | Direct |
Footnotes
- Includes 16,077 shares of restricted stock and deferred stock units.
- The details of these trades were as follows: 8,835 at $43.14; 2,400 at $43.15; 2,700 at $43.16; 100 at $43.18; 400 at $43.19; 200 at $43.21; 400 at $43.22 and 100 at $43.25.
- 1/2 vested on 8/14/2007 and 8/14/2008.