Home > Insider Trading > Filing (0001104659-10-058958)

Filing Details

Accession Number:: 0001104659-10-058958
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-17 17:32:25
Reporting Period:: 2010-11-15

Filing Date:: 2010-11-17
Accepted Time:: 2010-11-17 17:32:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1404912	Kkr & Co. L.p.	KKR	Investment Advice (6282)	260426107

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494555	L.p Holdings Kkr	C/O Kkr &Amp; Co. L.p. 9 West 57Th Street, 42Nd Floor New York NY 10019		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Units	Disposition	2010-11-15	164,543	$13.26	168,128	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Units	KKR Group Partnership Units	Disposition	2010-11-15	3,621,691	$0.00	3,621,691	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
470,237,329			No	4	J	Direct

Footnotes

On November 15, 2010, KKR Holdings L.P. sold 164,543 common units of KKR & Co. L.P., which were previously reported on November 8, 2010 as received by KKR Holdings L.P. on November 5, 2010. These common units were sold to satisfy withholding tax and other obligations related to the vesting of restricted equity units that were granted pursuant to the KKR Holdings L.P. Equity Incentive Plan as contemplated by KKR & Co. L.P.'s prospectus dated October 1, 2010, filed with the Securities and Exchange Commission on October 8, 2010.
This is the weighted average price per common unit of KKR & Co. L.P. for sales at prices that actually ranged from $13.21 to $13.33 per common unit. KKR Holdings L.P. undertakes to provide, upon request by the Securities and Exchange Commission staff, KKR & Co. L.P. or a security holder of KKR & Co. L.P., full information regarding the number of common units sold at each price.
On November 15, 2010, KKR Holdings L.P. distributed 3,621,691 KKR Group Partnership Units (which refers collectively to Class A partner interests in each of KKR Management Holdings L.P. and KKR Fund Holdings L.P.) to certain KKR employees and other persons (none of whom are executive officers of KKR & Co. L.P.). These KKR Group Partnership Units were exchanged by those employees and other persons for common units of KKR & Co. L.P. on a one-for-one basis pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated October 1, 2010, filed with the Securities and Exchange Commission on October 5, 2010. As a result, KKR & Co. L.P.'s percentage ownership in the KKR Group Partnerships (consisting of KKR Management Holdings L.P. and KKR Fund Holdings L.P.) increased, and KKR Holdings L.P.'s percentage ownership in them decreased.