Filing Details

Accession Number:
0001140361-10-046305
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 17:18:23
Reporting Period:
2010-11-15
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 17:18:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476246 Tropicana Entertainment Inc. TROP Hotels & Motels (7011) 270540158
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Corp.
767 Fifth Ave., Suite 4700
New York NY 10153
Yes No Yes No
1034563 L.p. Holdings Enterprises Icahn 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1080113 Beckton Corp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1257324 Icahn Enterprises G.p. Inc. 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1322825 Icahn Offshore Lp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1322826 Icahn Onshore Lp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1322827 Icahn Partners Master Fund Lp C/O Walker House
87 Mary Street
George Town, Grand Cayman E9 KY1-9001
No No Yes No
1412093 Icahn Capital Lp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1414179 L.p. Iii Fund Master Partners Icahn C/O Walker House
87 Mary Street
Grand Cayman, Cayman Islands E9 KY1-9001
No No Yes No
1414181 L.p. Ii Fund Master Partners Icahn C/O Walker House
87 Mary Street
Grand Cayman, Cayman Islands E9 KY1-9001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Shares") Acquisiton 2010-11-15 668,000 $13.75 13,538,446 No 4 P Indirect please see footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect please see footnotes
Footnotes
  1. Icahn Partners LP ("Icahn Partners") directly beneficially owns 5,006,942 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,668,033 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,064,794 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 798,677 Shares.
  2. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III.
  3. Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III.
  4. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  5. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  6. Please reference the Form 4 filing, dated November 17, 2010, filed separately by certain other related Reporting Persons.