Filing Details
- Accession Number:
- 0001045567-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 16:44:35
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 16:44:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1045567 | E Richard Dauch | One Dauch Drive Detroit MI 48211-1198 | Co-Founder, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-15 | 800 | $11.07 | 7,143,962 | No | 4 | S | Indirect | By family trusts |
| Common Stock | Disposition | 2010-11-15 | 5,800 | $11.09 | 7,138,162 | No | 4 | S | Indirect | By family trusts |
| Common Stock | Disposition | 2010-11-15 | 3,509 | $11.10 | 7,134,653 | No | 4 | S | Indirect | By family trusts |
| Common Stock | Disposition | 2010-11-16 | 14,348 | $11.00 | 7,120,305 | No | 4 | S | Indirect | By family trusts |
| Common Stock | Disposition | 2010-11-17 | 13,664 | $11.25 | 7,106,641 | No | 4 | S | Indirect | By family trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By family trusts |
| No | 4 | S | Indirect | By family trusts |
| No | 4 | S | Indirect | By family trusts |
| No | 4 | S | Indirect | By family trusts |
| No | 4 | S | Indirect | By family trusts |
Footnotes
- The sales reported in this Form 4 were efffected pursuant to a rule 10b5-1 trading plan adopted by the Sandra J. Dauch Gift Trust DTD May 25, 1998, Richard E. Dauch, Trustee, on March 10, 2010.
- Includes 11,662 shares previously reported as directly beneficially owned by the reporting person. These 11,662 shares were transferred to a grantor retained annuity trust on June 30, 2010.
Billionaire Hedge Funds
