Filing Details
- Accession Number:
- 0001140361-10-046279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 16:34:43
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 16:34:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
885721 | Express Scripts Inc | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 431420563 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235682 | George Paz | C/O Express Scripts, Inc. One Express Way St. Louis MO 63121 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-15 | 144,016 | $8.66 | 757,920 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-15 | 144,016 | $51.97 | 613,904 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-15 | 166,312 | $9.40 | 780,216 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-15 | 166,312 | $51.97 | 613,904 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-15 | 100,540 | $9.66 | 714,444 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-15 | 100,540 | $51.97 | 613,904 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-16 | 106,500 | $9.66 | 720,404 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-16 | 106,500 | $51.29 | 613,904 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-16 | 320,000 | $10.70 | 933,904 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-16 | 320,000 | $51.29 | 613,904 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 144,016 | $0.00 | 144,016 | $8.66 |
Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 166,312 | $0.00 | 166,312 | $9.40 |
Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2010-11-15 | 100,540 | $0.00 | 100,540 | $9.66 |
Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2010-11-16 | 106,500 | $0.00 | 106,500 | $9.66 |
Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2010-11-16 | 320,000 | $0.00 | 320,000 | $10.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-10 | No | 4 | M | Direct | |
0 | 2011-03-05 | No | 4 | M | Direct | |
106,500 | 2012-03-01 | No | 4 | M | Direct | |
0 | 2012-03-01 | No | 4 | M | Direct | |
0 | 2012-04-11 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on May 14, 2010.
- Reporting Person's shares beneficially owned have been adjusted to reflect the Company's 2-for-1 stock split effective on June 7, 2010.
- The number of shares and exercise price have been adjusted to reflect the Company's 2-for-1 stock split effective on June 7, 2010.
- Options vested in three (3) equal installments on December 31, 2004, December 31, 2005, and December 31, 2006.
- Options vested in three (3) equal installments on the first three anniversaries of the grant date.
- Options vested in three (3) equal installments on March 31, 2006, March 31, 2007, and March 31, 2008.
- Employee stock option granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan.