Filing Details

Accession Number:
0001104659-10-058934
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-17 16:13:05
Reporting Period:
2010-11-15
Filing Date:
2010-11-17
Accepted Time:
2010-11-17 16:13:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142380 Callisto Pharmaceuticals Inc CLSP Pharmaceutical Preparations (2834) 651107840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253803 Gabriel Cerrone C/O Callisto Pharmaceuticals, Inc.
420 Lexington Avenue, Suite 1609
New York NY 10170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-15 12,935 $0.00 3,492,727 No 4 P Indirect By Panetta Partners, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Panetta Partners, Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants Disposition 2010-11-15 30,000 $0.00 30,000 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-10-23 2011-10-23 No 4 C Indirect
Footnotes
  1. Shares were acquired through the exercise of Common Stock Purchase Warrants on a cashless basis.
  2. Mr. Cerrone is the sole managing partner of Panetta Partners, Ltd. and in such capacity only exercises voting and dispositive control over securities owned by Panetta, despite him having only a small pecuniary interest in such securities.