Filing Details
- Accession Number:
- 0001104659-10-058934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 16:13:05
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 16:13:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142380 | Callisto Pharmaceuticals Inc | CLSP | Pharmaceutical Preparations (2834) | 651107840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253803 | Gabriel Cerrone | C/O Callisto Pharmaceuticals, Inc. 420 Lexington Avenue, Suite 1609 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-15 | 12,935 | $0.00 | 3,492,727 | No | 4 | P | Indirect | By Panetta Partners, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Panetta Partners, Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrants | Disposition | 2010-11-15 | 30,000 | $0.00 | 30,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-10-23 | 2011-10-23 | No | 4 | C | Indirect |
Footnotes
- Shares were acquired through the exercise of Common Stock Purchase Warrants on a cashless basis.
- Mr. Cerrone is the sole managing partner of Panetta Partners, Ltd. and in such capacity only exercises voting and dispositive control over securities owned by Panetta, despite him having only a small pecuniary interest in such securities.