Filing Details
- Accession Number:
- 0001140361-10-046255
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 16:10:15
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 16:10:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849869 | Silgan Holdings Inc | SLGN | Metal Cans (3411) | 061269834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199503 | J Anthony Allott | C/O Silgan Holdings Inc. 4 Landmark Square - Suite 400 Stamford CT 06901 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-15 | 118,934 | $9.50 | 430,354 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-15 | 118,934 | $34.75 | 311,420 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-15 | 59,467 | $5.07 | 370,887 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-15 | 59,467 | $34.75 | 311,420 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified options to purchase Common Stock | Acquisiton | 2010-11-15 | 118,934 | $9.50 | 118,934 | $9.50 |
Common Stock | Nonqualified options to purchase Common Stock | Acquisiton | 2010-11-15 | 59,467 | $5.07 | 59,467 | $5.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
121,066 | 2012-05-19 | No | 4 | M | Direct | |
60,533 | 2013-02-27 | No | 4 | M | Direct |
Footnotes
- All of such shares of Common Stock were sold by the reporting person to Silgan Holdings Inc. pursuant to Silgan Holdings Inc.'s issuer tender offer.
- On May 3, 2010, a two-for-one stock split of the Common Stock of Silgan Holdings Inc. in the form of a stock dividend was effected, resulting in the reporting person's direct ownership of 155,710 additional shares of Common Stock of Silgan Holdings Inc. on such date. The amount of securities beneficially owned includes 260,880 restricted stock units granted under the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended, which upon vesting will be settled in shares of Common Stock of Silgan Holdings Inc. on a 1-for-1 basis.
- These options were granted on May 20, 2002 and vested ratably over a five year period beginning on May 20, 2003. All of these options were exercisable prior to the transactions reported on this Form 4.
- These options were granted on February 28, 2003 and vested ratably over a five year period beginning on February 28, 2004. All of these options were exercisable prior to the transactions reported on this Form 4.
- On May 3, 2010, a two-for-one stock split of the Common Stock of Silgan Holdings Inc. in the form of a stock dividend was effected, resulting in the reporting person holding an additional 180,000 nonqualified options to purchase Common Stock of Silgan Holdings Inc. These additional options consisted of 120,000 options granted on 05/20/2002 (all of which are exercisable) and 60,000 options granted on 02/28/2003 (all of which are exercisable).