Filing Details
- Accession Number:
- 0001343148-10-000018
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 14:41:33
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 14:41:33
- Original Submission Date:
- 2010-11-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101302 | Entegris Inc | ENTG | Plastics Products, Nec (3089) | 411941551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485479 | Colburn Gregory Morris | 22330 Wybenga Lane Nuevo CA 92567 | Vice President, Gm, Field Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-08 | 30,000 | $1.13 | 187,711 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-08 | 30,000 | $6.57 | 157,711 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-08 | 3,500 | $2.10 | 161,211 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-08 | 3,500 | $6.50 | 157,711 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-08 | 18,457 | $6.55 | 59,159 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-08 | 30,000 | $0.00 | 30,000 | $1.13 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-08 | 3,500 | $0.00 | 3,500 | $2.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2016-02-19 | No | 4 | M | Direct | |
10,500 | 2015-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,822 | Indirect | By 401k Plan |
Footnotes
- This amendment is to correct an overstatement in the Table 1, Item 5 Amount of Securities Beneficially Owned that were previously reported in the Reporting Person's November 9, 2010 Form 4.
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 17, 2010 .
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Securities & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.65 inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Securities & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.60, inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option is exercisable in three equal annual installments. The first installment became exercisable on 2/19/2010 and the next two installments become exercisable on 2/19/2011 and 2/19/2012.
- These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.
- This option is exercisable in four equal annual installlments. The first installment became exercisable on 12/16/2009 and the next three installments become exercisable on 12/16/2010, 12/16/2011 and 12/16/2012.