Filing Details
- Accession Number:
- 0001459221-10-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 13:45:26
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 13:45:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901806 | E Robert Griffin | 817 Maxwell Avenue Evansville IN 47717 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-15 | 11,500 | $5.00 | 971,296 | No | 4 | P | Indirect | Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Family Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 363,427 | Direct | |
Common Stock | 228,062 | Indirect | Adult Children |
Common Stock | 1,800,000 | Indirect | Family Limited Liability Company |
Footnotes
- Mr. Robert Griffin disclaims beneficial ownership in shares held by adult children.
- Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company, except to the extent of his pecuniary interest therein.