Filing Details
- Accession Number:
- 0001181431-10-056175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 12:57:22
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 12:57:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212364 | Jose Cortes | 9244 Balboa Avenue San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-15 | 28,608 | $15.83 | 1,353,824 | No | 4 | S | Indirect | By Montena, S.A. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Montena, S.A. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,707 | Direct | |
| Common Stock | 5,000 | Indirect | By Mother-in-Law |
Footnotes
- Montena, SA sold shares of Maxwell Technologies, Inc. Common Stock to a Montena, SA shareholder in exchange for shares of Montena, SA Common Stock. The transaction was structured as a private exchange of shares and the fair value of Maxwell Technologies, Inc. Common Stock on November 15, 2010 was $15.83 per share.
- Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
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