Filing Details
- Accession Number:
- 0001209191-10-055345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-17 06:00:42
- Reporting Period:
- 2010-11-16
- Filing Date:
- 2010-11-17
- Accepted Time:
- 2010-11-17 06:00:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273213 | Iii E Anthony Maida | 157 Technology Drive Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-16 | 5,000 | $2.55 | 7,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-16 | 5,000 | $4.46 | 2,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2010-11-16 | 5,000 | $0.00 | 5,000 | $2.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2018-03-15 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 30,000 shares, became exercisable as to 50% of the shares on March 25, 2008, the date of grant, and as to the remaining 50% in 12 equal monthly installments following the date of grant. Dr. Maida exercised the option with respect to 13,000 shares in October 2009.