Filing Details
- Accession Number:
- 0000897101-10-002286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 19:33:13
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 19:33:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88790 | Intricon Corp | IIN | Electronic Components & Accessories (3670) | 231069060 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1335027 | Michael Geraci | C/O Intricon Corporation 1260 Red Fox Road Arden Hills MN 55112 | Vp Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-12 | 7,000 | $3.13 | 12,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-12 | 4,916 | $4.45 | 7,512 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-11-15 | 1,844 | $4.40 | 5,668 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-15 | 590 | $4.50 | 5,078 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-12 | 7,000 | $0.00 | 7,000 | $3.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-19 | No | 4 | M | Direct |
Footnotes
- "Pyramid" exercise resulting in net acquisition of 2,084 shares.
- This option is fully vested and may be immediately exercised.