Filing Details
- Accession Number:
- 0001209191-10-055331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 18:52:48
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 18:52:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430593 | J. Raymond Sims | 1804 Embarcadero Road Palo Alto CA 94303 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-15 | 4,000 | $15.79 | 51,231 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,542 | Indirect | By Child |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2010.
- The reporting person no longer claims beneficial ownership in 3,542 shares owned by his daughter and included in prior ownership reports, for Section 16 or any other purpose.