Filing Details

Accession Number:
0001209191-10-055331
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-16 18:52:48
Reporting Period:
2010-11-15
Filing Date:
2010-11-16
Accepted Time:
2010-11-16 18:52:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430593 J. Raymond Sims 1804 Embarcadero Road
Palo Alto CA 94303
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-15 4,000 $15.79 51,231 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,542 Indirect By Child
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2010.
  2. The reporting person no longer claims beneficial ownership in 3,542 shares owned by his daughter and included in prior ownership reports, for Section 16 or any other purpose.