Filing Details
- Accession Number:
- 0001246360-10-003745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 18:10:11
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 18:10:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196533 | Joseph Liu | 15660 Dallas Parkway Suite 850 Dallas TX 75248 | Svp, Operations | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Inc. Common Stock | Acquisiton | 2010-11-12 | 13,497 | $2.47 | 139,677 | No | 4 | M | Direct | |
| Diodes Inc. Common Stock | Acquisiton | 2010-11-12 | 27,003 | $2.47 | 166,680 | No | 4 | M | Direct | |
| Diodes Inc. Common Stock | Acquisiton | 2010-11-12 | 25,025 | $2.53 | 191,705 | No | 4 | M | Direct | |
| Diodes Inc. Common Stock | Disposition | 2010-11-12 | 43,905 | $23.25 | 147,800 | No | 4 | S | Direct | |
| Diodes Inc. Common Stock | Disposition | 2010-11-12 | 21,620 | $23.39 | 126,180 | No | 4 | S | Direct | |
| Diodes Inc. Common Stock | Acquisiton | 2010-11-15 | 600 | $2.53 | 126,780 | No | 4 | M | Direct | |
| Diodes Inc. Common Stock | Disposition | 2010-11-15 | 600 | $23.22 | 126,180 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Inc. Common Stock | 7/30/01 DIOD NQSO | Disposition | 2010-11-12 | 13,497 | $0.00 | 13,497 | $2.47 |
| Diodes Inc. Common Stock | 7/30/01 DIOD ISO | Disposition | 2010-11-12 | 27,003 | $0.00 | 27,003 | $2.47 |
| Diodes Inc. Common Stock | 6/28/02 DIOD ISO | Disposition | 2010-11-12 | 25,025 | $0.00 | 25,025 | $2.53 |
| Diodes Inc. Common Stock | 6/28/02 DIOD ISO | Disposition | 2010-11-15 | 600 | $0.00 | 600 | $2.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-07-30 | 2011-07-30 | No | 4 | M | Direct |
| 0 | 2002-07-30 | 2011-07-30 | No | 4 | M | Direct |
| 25,600 | 2003-06-28 | 2012-06-28 | No | 4 | M | Direct |
| 25,000 | 2003-06-28 | 2012-06-28 | No | 4 | M | Direct |
Footnotes
- Granted under Rule 16b-3 Plan.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/30/2002.
- Granted under Rule 16b-3 Plan.
- Incentive stock options exercisable in three equal annual installments beginning 07/30/2002.
- Granted under Rule 16b-3 Plan.
- Incentive stock options exercisable in three equal annual installments beginning 06/28/2003.
- Granted under Rule 16b-3 Plan.
- Incentive stock options exercisable in three equal annual installments beginning 06/28/2003.
Billionaire Hedge Funds
