Filing Details
- Accession Number:
- 0000005768-10-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 16:34:22
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 16:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353373 | Kenneth Breur | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-12 | 560 | $52.82 | 10,766 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-12 | 935 | $61.45 | 11,701 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-12 | 151 | $60.66 | 11,852 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-12 | 469 | $51.56 | 12,321 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-12 | 2,115 | $82.52 | 10,206 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-15 | 2,800 | $83.00 | 7,406 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to buy) | Disposition | 2010-11-12 | 560 | $0.00 | 560 | $52.82 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-11-12 | 935 | $0.00 | 935 | $61.45 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-11-12 | 151 | $0.00 | 151 | $60.66 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-11-12 | 469 | $0.00 | 469 | $51.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-20 | No | 4 | M | Direct | |
0 | 2017-08-15 | No | 4 | M | Direct | |
0 | 2017-09-14 | No | 4 | M | Direct | |
235 | 2018-06-12 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $82.50 to a high of $82.58 for an average of $82.5213. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- On June 20, 2006, the reporting person was granted an option to purchase 560 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2007, 2008, and 2009. The performance criteria were met, resulting in vesting of the option as to 560 shares.
- On August 15, 2007, the reporting person was granted an option to purchase 935 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009 and 2010. The performance criteria were met, resulting in vesting of the option as to 935 shares.
- On September 14, 2007, the reporting person was granted an option to purchase 151 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009 and 2010. The performance criteria were met, resulting in vesting of the option as to 151shares.
- On June 12, 2008, the reporting person was granted an option to purchase 704 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2009, 2010 and 2011. The performance criteria were met for 2009 and 2010, resulting in vesting of the option as to 469 shares.