Filing Details

Accession Number:
0000005768-10-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-16 16:34:22
Reporting Period:
2010-11-12
Filing Date:
2010-11-16
Accepted Time:
2010-11-16 16:34:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5768 American Science & Engineering Inc. ASEI X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) 042240991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353373 Kenneth Breur American Science And Engineering, Inc.
829 Middlesex Turnpike
Billerica MA 01821
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-12 560 $52.82 10,766 No 4 M Direct
Common Stock Acquisiton 2010-11-12 935 $61.45 11,701 No 4 M Direct
Common Stock Acquisiton 2010-11-12 151 $60.66 11,852 No 4 M Direct
Common Stock Acquisiton 2010-11-12 469 $51.56 12,321 No 4 M Direct
Common Stock Disposition 2010-11-12 2,115 $82.52 10,206 No 4 S Direct
Common Stock Disposition 2010-11-15 2,800 $83.00 7,406 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2010-11-12 560 $0.00 560 $52.82
Common Stock Stock Options (Right to buy) Disposition 2010-11-12 935 $0.00 935 $61.45
Common Stock Stock Options (Right to buy) Disposition 2010-11-12 151 $0.00 151 $60.66
Common Stock Stock Options (Right to buy) Disposition 2010-11-12 469 $0.00 469 $51.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-06-20 No 4 M Direct
0 2017-08-15 No 4 M Direct
0 2017-09-14 No 4 M Direct
235 2018-06-12 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $82.50 to a high of $82.58 for an average of $82.5213. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. On June 20, 2006, the reporting person was granted an option to purchase 560 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2007, 2008, and 2009. The performance criteria were met, resulting in vesting of the option as to 560 shares.
  3. On August 15, 2007, the reporting person was granted an option to purchase 935 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009 and 2010. The performance criteria were met, resulting in vesting of the option as to 935 shares.
  4. On September 14, 2007, the reporting person was granted an option to purchase 151 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009 and 2010. The performance criteria were met, resulting in vesting of the option as to 151shares.
  5. On June 12, 2008, the reporting person was granted an option to purchase 704 shares of common stock. The option vests in 3 equal increments based on AS&E's satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2009, 2010 and 2011. The performance criteria were met for 2009 and 2010, resulting in vesting of the option as to 469 shares.