Filing Details
- Accession Number:
- 0001316415-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 16:17:54
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 16:17:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316415 | J Robert Balog | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Senior Vp Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-12 | 193 | $11.79 | 45,500 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-11-15 | 2,199 | $10.54 | 47,699 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-11-15 | 2,199 | $14.00 | 45,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Purchase Plan Option | Disposition | 2010-11-12 | 193 | $11.79 | 193 | $11.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,875 | 2010-11-12 | 2010-11-12 | No | 4 | J | Direct |
Footnotes
- Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- Represents total vested/unexercised options "beneficially owned".