Filing Details
- Accession Number:
- 0000930413-10-005673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-16 15:49:00
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-11-16
- Accepted Time:
- 2010-11-16 15:49:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289863 | Smartpros Ltd. | SPRO | Services-Educational Services (8200) | 134100476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296263 | S Allen Greene | C/O Smartpros Ltd 12 Skyline Drive Hawthorne NY 10532 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-12 | 3,291 | $2.30 | 277,672 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-15 | 1,609 | $2.35 | 279,281 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-16 | 5,100 | $2.32 | 284,381 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy common stock | $5.32 | 2011-04-09 | 103,399 | 103,399 | Direct | |
| Common Stock | Options to buy common stock | $2.42 | 2012-04-30 | 25,850 | 25,850 | Direct | |
| Common Stock | Options to buy common stock | $5.78 | 2017-09-24 | 10,000 | 10,000 | Direct | |
| Common Stock | Options to buy common stock | $2.54 | 2010-02-19 | 2019-02-19 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-09 | 103,399 | 103,399 | Direct |
| 2012-04-30 | 25,850 | 25,850 | Direct |
| 2017-09-24 | 10,000 | 10,000 | Direct |
| 2019-02-19 | 50,000 | 50,000 | Direct |
Footnotes
- Immediately.
- The stock option is exercisable for all the underlying shares on January 1, 2011.
- The stock option granted on 2/19/09 vests in equal installments on each of the 1st 2nd and 3rd anniversaries of the grant date, respectively.
Billionaire Hedge Funds
