Filing Details
- Accession Number:
- 0001181431-10-055729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 18:18:19
- Reporting Period:
- 2010-11-15
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 18:18:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31347 | Echelon Corp | ELON | Computer Communications Equipment (3576) | 770203595 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078519 | Kenneth M Oshman | 550 Meridian Ave San Jose CA 95126 | Executive Chairman | Yes | Yes | Yes | No |
1274140 | 1979 10 7 Dated Trust Oshman | C/O M Kenneth Oshman Echelon Corp., 550 Meridian Ave San Jose CA 95126 | No | No | Yes | No | |
1274143 | Ventures S O | C/O M Kenneth Oshman Echelon Corp., 550 Meridian Ave San Jose CA 95126 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-15 | 25,101 | $8.90 | 2,830,136 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 210,492 | Indirect | See footnote |
Common Stock | 210,492 | Indirect | See footnote |
Common Stock | 293,220 | Indirect | See footnote |
Common Stock | 293,220 | Indirect | See footnote |
Common Stock | 89,508 | Indirect | See footnote |
Common Stock | 89,508 | Indirect | See footnote |
Common Stock | 181,558 | Indirect | See footnote |
Common Stock | 181,558 | Indirect | See footnote |
Common Stock | 488,428 | Indirect | See footnote |
Footnotes
- These shares are held by the Oshman Trust dated July 10, 1979, of which the Reporting Person and his spouse, Barbara S. Oshman, serve as co-trustees.
- These shares are held by the M. Kenneth Oshman 2010A Annuity Trust dated August 18, 2010.
- These shares are held by the Barbara S. Oshman 2010A Annuity Trust dated August 18, 2010.
- These shares are held by the M. Kenneth Oshman 2009 Annuity Trust dated February 20, 2009.
- These shares are held by the Barbara S. Oshman 2009 Annuity Trust dated February 20, 2009.
- These shares are held by the M. Kenneth Oshman 2009A Annuity Trust dated August 4, 2009.
- These shares are held by the Barbara S. Oshman 2009A Annuity Trust dated August 4, 2009.
- These shares are held by the M. Kenneth Oshman 2010 Annuity Trust dated February 23, 2010.
- These shares are held by the Barbara S. Oshman 2010 Annuity Trust dated February 23, 2010.
- These shares are held by O-S Ventures, a general partnership, of which M. Kenneth Oshman is general partner.
- The 25,101 shares were sold through separate trades, with the sale prices ranging from $8.85 to $8.99 and at a weighted average sale price of $8.8999. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.