Filing Details
- Accession Number:
- 0001140361-10-045858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 17:46:33
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 17:46:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867773 | Sunpower Corp | SPWRA | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344507 | Iii Patrick Wood | C/O Sunpower Corporation 3939 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-11-11 | 4,252 | $0.00 | 19,789 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-11-15 | 4,252 | $14.03 | 15,537 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSUs) | Acquisiton | 2010-11-11 | 4,252 | $0.00 | 4,252 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSUs) | Disposition | 2010-11-11 | 4,252 | $0.00 | 4,252 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,252 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
- Each RSU represents a contingent right to receive one share of the Registrant's Class A Common Stock once vested.
- The RSUs were automatically granted and vested immediately on November 11, 2010 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on August 6, 2009.
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