Filing Details
- Accession Number:
- 0000820318-10-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 16:20:50
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 16:20:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194653 | E Herman Reedy | 221 Horseshoe Drive Mars PA 16046 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 10,000 | $16.88 | 28,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 6,000 | $17.59 | 34,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 16,000 | $40.01 | 18,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2010-11-11 | 10,000 | $0.00 | 10,000 | $16.88 |
| Common Stock | Option (Right to buy) | Disposition | 2010-11-11 | 6,000 | $0.00 | 6,000 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-13 | No | 4 | M | Direct | |
| 0 | 2015-09-19 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price of multiple sales transactions ranging in price from $40.00 to $40.03. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission staff, the Company or a security holder of the Company.
- The option vests in five equal annual installments beginning on August 13, 2005.
- The option vests in five equal annual installments beginning on September 19, 2006.
Billionaire Hedge Funds
