Filing Details
- Accession Number:
- 0001181431-10-055557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 14:02:36
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 14:02:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | CALX | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1163715 | E Michael Marks | C/O Riverwood Capital Llc 70 Willow Road, Suite 100 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-11 | 20,157 | $13.04 | 447,159 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,786 | Indirect | See Footnote |
Common Stock | 2,266 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.0000 to $13.1000, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- Shares held by Riverwood Capital LLC.
- The manager of Riverwood Capital LLC is Ironwood Management, LLC. The sole member of Ironwood Management, LLC is Michael Marks. The manager of WB Investors, LLC is Michael Marks. Mr. Marks disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares held by WB Investors, LLC.
- Restricted stock units.