Filing Details
- Accession Number:
- 0000797468-10-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 11:56:41
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 11:56:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
797468 | Occidental Petroleum Corp | OXY | Crude Petroleum & Natural Gas (1311) | 954035997 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181258 | P Donald Brier De | Occidental Petroleum Corporation 10889 Wilshire Boulevard Los Angeles CA 90024 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-11 | 50,000 | $40.81 | 722,016 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-11 | 36,074 | $85.43 | 685,942 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-11-11 | 13,926 | $85.44 | 672,016 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-11 | 50,000 | $40.81 | 722,016 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-11 | 36,086 | $85.35 | 685,930 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-11-11 | 13,914 | $85.31 | 672,016 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-11 | 80,000 | $40.81 | 752,016 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-11 | 57,048 | $88.34 | 694,968 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-11-11 | 22,952 | $88.26 | 672,016 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-12 | 100,000 | $40.81 | 772,016 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-12 | 71,546 | $87.50 | 700,470 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-11-12 | 28,454 | $87.64 | 672,016 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock appreciation right | Disposition | 2010-11-11 | 50,000 | $0.00 | 50,000 | $40.81 |
Common Stock | Stock appreciation right | Disposition | 2010-11-11 | 50,000 | $0.00 | 50,000 | $40.81 |
Common Stock | Stock appreciation right | Disposition | 2010-11-11 | 80,000 | $0.00 | 80,000 | $40.81 |
Common Stock | Stock appreciation right | Disposition | 2010-11-12 | 100,000 | $0.00 | 100,000 | $40.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
230,000 | 2015-07-13 | No | 4 | M | Direct | |
180,000 | 2015-07-13 | No | 4 | M | Direct | |
100,000 | 2015-07-13 | No | 4 | M | Direct | |
0 | 2015-07-13 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.44 to $85.48, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.29 to $85.344, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.38, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.60 to $87.77, inclusive.
- The stock appreciation right vested in three equal annual installments beginning on July 13, 2006.