Filing Details

Accession Number:
0000054480-10-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-15 11:34:14
Reporting Period:
2010-11-11
Filing Date:
2010-11-15
Accepted Time:
2010-11-15 11:34:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382924 J William Wochner Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Sr Vp & Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-11 817 $14.34 112,526 No 4 M Direct
Common Stock Disposition 2010-11-11 405 $45.71 112,121 No 4 S Direct
Common Stock Disposition 2010-11-11 100 $45.71 112,021 No 4 S Direct
Common Stock Disposition 2010-11-11 100 $45.71 111,921 No 4 S Direct
Common Stock Disposition 2010-11-11 100 $45.71 111,821 No 4 S Direct
Common Stock Disposition 2010-11-11 100 $45.71 111,721 No 4 S Direct
Common Stock Disposition 2010-11-11 12 $45.73 111,709 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-11-11 817 $0.00 817 $14.34
Common Stock LSAR Disposition 2010-11-11 817 $0.00 817 $14.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-02-27 2011-02-26 No 4 M Direct
0 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,176 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $13.42 2002-02-06 2012-02-05 873 873 Direct
Common Stock LSAR $13.42 873 873 Direct
Common Stock Employee Stock Option (Right to Buy) $12.55 2003-01-16 2013-01-15 1,148 1,148 Direct
Common Stock LSAR $12.55 1,148 1,148 Direct
Common Stock Employee Stock Option (Right to Buy) $14.60 2005-01-02 2014-01-01 6,000 6,000 Direct
Common Stock LSAR $14.60 6,000 6,000 Direct
Common Stock Employee Stock Option (Right to Buy) $14.53 2004-02-09 2014-02-08 1,102 1,102 Direct
Common Stock LSAR $14.53 1,102 1,102 Direct
Common Stock Employee Stock Option (Right to Buy) $34.11 2012-02-23 2017-02-22 22,500 22,500 Direct
Common Stock LSAR $34.11 22,500 22,500 Direct
Common Stock Employee Stock Option (Right to Buy) $35.41 2013-03-01 2020-02-29 6,800 6,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-02-05 873 873 Direct
873 873 Direct
2013-01-15 1,148 1,148 Direct
1,148 1,148 Direct
2014-01-01 6,000 6,000 Direct
6,000 6,000 Direct
2014-02-08 1,102 1,102 Direct
1,102 1,102 Direct
2017-02-22 22,500 22,500 Direct
22,500 22,500 Direct
2020-02-29 6,800 6,800 Direct
Footnotes
  1. Includes 246 shares acquired on June 30, 2010 through the KCS Employee Stock Purchase Plan.
  2. Includes 3.057 shares acquired under the KCS Employee Stock Ownership Plan since the date of the reporting person's last ownership report.
  3. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  4. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
  5. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.