Filing Details
- Accession Number:
- 0000054480-10-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-15 11:34:14
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-15
- Accepted Time:
- 2010-11-15 11:34:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382924 | J William Wochner | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Sr Vp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-11 | 817 | $14.34 | 112,526 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-11 | 405 | $45.71 | 112,121 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-11 | 100 | $45.71 | 112,021 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-11 | 100 | $45.71 | 111,921 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-11 | 100 | $45.71 | 111,821 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-11 | 100 | $45.71 | 111,721 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-11 | 12 | $45.73 | 111,709 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 817 | $0.00 | 817 | $14.34 |
Common Stock | LSAR | Disposition | 2010-11-11 | 817 | $0.00 | 817 | $14.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-02-27 | 2011-02-26 | No | 4 | M | Direct |
0 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,176 | Indirect | Held by ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $13.42 | 2002-02-06 | 2012-02-05 | 873 | 873 | Direct |
Common Stock | LSAR | $13.42 | 873 | 873 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $12.55 | 2003-01-16 | 2013-01-15 | 1,148 | 1,148 | Direct |
Common Stock | LSAR | $12.55 | 1,148 | 1,148 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $14.60 | 2005-01-02 | 2014-01-01 | 6,000 | 6,000 | Direct |
Common Stock | LSAR | $14.60 | 6,000 | 6,000 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $14.53 | 2004-02-09 | 2014-02-08 | 1,102 | 1,102 | Direct |
Common Stock | LSAR | $14.53 | 1,102 | 1,102 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $34.11 | 2012-02-23 | 2017-02-22 | 22,500 | 22,500 | Direct |
Common Stock | LSAR | $34.11 | 22,500 | 22,500 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $35.41 | 2013-03-01 | 2020-02-29 | 6,800 | 6,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-02-05 | 873 | 873 | Direct |
873 | 873 | Direct | |
2013-01-15 | 1,148 | 1,148 | Direct |
1,148 | 1,148 | Direct | |
2014-01-01 | 6,000 | 6,000 | Direct |
6,000 | 6,000 | Direct | |
2014-02-08 | 1,102 | 1,102 | Direct |
1,102 | 1,102 | Direct | |
2017-02-22 | 22,500 | 22,500 | Direct |
22,500 | 22,500 | Direct | |
2020-02-29 | 6,800 | 6,800 | Direct |
Footnotes
- Includes 246 shares acquired on June 30, 2010 through the KCS Employee Stock Purchase Plan.
- Includes 3.057 shares acquired under the KCS Employee Stock Ownership Plan since the date of the reporting person's last ownership report.
- Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
- Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.