Filing Details
- Accession Number:
- 0001209191-10-054802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 18:41:15
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 18:41:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227348 | Barry Zwarenstein | C/O: Smart Modular Technologies, 39870 Eureka Dr. Newark CA 94560 | Svp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-10 | 10,000 | $3.00 | 152,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-10 | 10,000 | $7.19 | 142,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-10 | 10,000 | $0.00 | 10,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 190,000 | 2018-09-21 | No | 4 | M | Direct |
Footnotes
- Also refered to as Ordinary Shares.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.29, inclusive.
- The option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over 3 years
Billionaire Hedge Funds
