Filing Details
- Accession Number:
- 0001181431-10-055457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 18:30:01
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 18:30:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364250 | Douglas Emmett Inc | DEI | Real Estate Investment Trusts (6798) | 203073047 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378403 | William Kamer | 808 Wilshire Boulevard Suite 200 Santa Monica CA 90401 | Chief Financial Officer, Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-09 | 85,984 | $0.00 | 181,184 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-11-09 | 138,519 | $17.82 | 42,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Partnership Common Units | Disposition | 2010-11-09 | 85,984 | $0.00 | 85,984 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,041 | 2010-03-30 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | $21.00 | 2008-01-01 | 2016-10-30 | 386,667 | 386,667 | Direct |
Common Stock | Employee Stock Options (right to buy) | $21.87 | 2008-01-25 | 2017-12-31 | 152,117 | 152,117 | Direct |
Common Stock | Employee Stock Options (right to buy) | $11.42 | 2009-01-12 | 2018-12-31 | 298,914 | 298,914 | Direct |
Common Stock | Employee Stock Options (right to buy) | $15.05 | 2010-01-19 | 2019-12-31 | 115,668 | 115,668 | Direct |
Common Stock | Long Term Incentive Plan Units (LTIPs) | $0.00 | 2010-12-31 | 25,375 | 25,375 | Direct | |
Common Stock | Long Term Incentive Plan Units (LTIPs) | $0.00 | 2010-12-31 | 3,287 | 3,287 | Direct | |
Common Stock | Long Term Incentive Plan Units (LTIPs) | $0.00 | 2010-12-31 | 12,040 | 12,040 | Direct | |
Common Stock | Long Term Incentive Plan Units | $0.00 | 2010-01-19 | 24,364 | 24,364 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-10-30 | 386,667 | 386,667 | Direct |
2017-12-31 | 152,117 | 152,117 | Direct |
2018-12-31 | 298,914 | 298,914 | Direct |
2019-12-31 | 115,668 | 115,668 | Direct |
25,375 | 25,375 | Direct | |
3,287 | 3,287 | Direct | |
12,040 | 12,040 | Direct | |
24,364 | 24,364 | Direct |
Footnotes
- Acquisition of common stock of Issuer pursuant to tender of Partnership Common Units ("OP Units") of Douglas Emmett Properties, LP, of which the Issuer is the sole stockholder of the general partner. OP Units are exchangeable for common stock of Issuer on a one-for-one basis without consideration.
- OP Units are exchangeable for common stock of Issuer on a one-for-one basis without consideration.
- Not applicable.
- OP Units received upon conversion of vested and booked up long term incentive plan units ("LTIPs") in Douglas Emmett Properties, LP, granted to the Reporting Person pursuant to Issuer's 2006 Equity Incentive Plan.
- Options vest 25% on each January 1 of 2008, 2009, 2010 and after January 1, 2011.
- Options vest 25% on January 1, 2008 and on each December 31 of 2008, 2009 and 2010.
- Options vest 25% on January 12, 2009, and 25% on each December 31 of 2009, 2010, and 2011.
- Options vested 50% on January 19, 2010, and one-third of the remaining 50% on each December 31 of 2010, 2011 and 2012.
- LTIP Units are convertible into common stock of the Issuer on a one-for-one basis.
- Balance of LTIPs granted on October 30, 2006 which vests on December 31, 2010.
- Balance of LTIPs granted on January 25, 2008 which vests on December 31, 2010.
- Balance of LTIPs granted January 12, 2009 which vests 50% on each December 31 of 2010 and 2011.
- LTIPs granted January 19, 2010 of which 50% are vested. The balance vests one-third on each December 31 of 2010, 2011 and 2012.