Filing Details
- Accession Number:
- 0001225208-10-024863
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 17:17:08
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 17:17:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 783005 | Emmis Communications Corp | EMMS | Radio Broadcasting Stations (4832) | 351542018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1001748 | H Jeffrey Smulyan | 40 Monument Circle Suite 700 Indianapolis IN 46204 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-11-11 | 207,996 | $0.00 | 217,751 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-11-11 | 207,996 | $0.70 | 9,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2010-11-11 | 207,996 | $0.00 | 207,996 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,722,684 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,580 | Indirect | By 401(k) Plan |
| Class A Common Stock | 5,966 | Indirect | By Trusts for Children |
Footnotes
- Shares sold was a private sale in order to take a tax loss for the year.
- In accordance with the Company's Articles of Incorporation, the Class B Common Stock is convertible on a one-for-one basis with the Class A Common Stock. Upon disposition by Mr. Smulyan any shares of Class B Common Stock automatically convert into shares of Class A Common Stock.
Billionaire Hedge Funds
