Filing Details
- Accession Number:
- 0001181431-10-055399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 17:09:36
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 17:09:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430016 | M Darryl Fraser | 1840 Century Park East Los Angeles CA 90067 | Corp Vp, Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-10 | 4,000 | $47.11 | 35,893 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-10 | 4,000 | $65.26 | 31,893 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-10 | 4,000 | $52.49 | 35,893 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-10 | 4,000 | $65.21 | 31,893 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-10 | 14,000 | $44.99 | 45,893 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-10 | 14,000 | $65.16 | 31,893 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2009-11-10 | 4,000 | $47.11 | 4,000 | $47.11 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2010-11-10 | 4,000 | $52.49 | 4,000 | $52.49 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2010-11-10 | 14,000 | $44.99 | 14,000 | $44.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-08-20 | 2013-08-20 | No | 4 | M | Direct |
0 | 2005-06-14 | 2014-06-14 | No | 4 | M | Direct |
28,000 | 2010-02-17 | 2016-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,421 | Indirect | See footnote. |
Footnotes
- Total amount includes 3,650 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/27/08 with a valuation of performance measurement period ("measurement period") ending on 12/31/10; 7,300 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11; and 12,900 unvested RPSRs granted under the 2001 LTISP on 2/16/10 with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
- Represents the weighted average sale price of $65.258 rounded to the nearest hundredths. The highest price at which the shares sold was $65.275 and the lowest price at which the shares sold was $65.23.
- Represents the weighted average sale price of $65.209 rounded to the nearest hundredths. The highest price at which the shares sold was $65.265 and the lowest price at which the shares sold was $65.15.
- Represents the weighted average sale price of $65.161 rounded to the nearest hundredths. The highest price at which the shares sold was $65.20 and the lowest price at which the shares sold was $65.15.
- Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of October 29, 2010. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- This option has two remaining annual installments each equal to 33% of the original of the original grant, vesting on 2/17/11 and 2/17/12.