Filing Details

Accession Number:
0001181431-10-055399
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-12 17:09:36
Reporting Period:
2010-11-10
Filing Date:
2010-11-12
Accepted Time:
2010-11-12 17:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430016 M Darryl Fraser 1840 Century Park East
Los Angeles CA 90067
Corp Vp, Communications No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-10 4,000 $47.11 35,893 No 4 M Direct
Common Stock Disposition 2010-11-10 4,000 $65.26 31,893 No 4 S Direct
Common Stock Acquisiton 2010-11-10 4,000 $52.49 35,893 No 4 M Direct
Common Stock Disposition 2010-11-10 4,000 $65.21 31,893 No 4 S Direct
Common Stock Acquisiton 2010-11-10 14,000 $44.99 45,893 No 4 M Direct
Common Stock Disposition 2010-11-10 14,000 $65.16 31,893 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2009-11-10 4,000 $47.11 4,000 $47.11
Common Stock Stock Option (Right-to-Buy) Disposition 2010-11-10 4,000 $52.49 4,000 $52.49
Common Stock Stock Option (Right-to-Buy) Disposition 2010-11-10 14,000 $44.99 14,000 $44.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-08-20 2013-08-20 No 4 M Direct
0 2005-06-14 2014-06-14 No 4 M Direct
28,000 2010-02-17 2016-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,421 Indirect See footnote.
Footnotes
  1. Total amount includes 3,650 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/27/08 with a valuation of performance measurement period ("measurement period") ending on 12/31/10; 7,300 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11; and 12,900 unvested RPSRs granted under the 2001 LTISP on 2/16/10 with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
  2. Represents the weighted average sale price of $65.258 rounded to the nearest hundredths. The highest price at which the shares sold was $65.275 and the lowest price at which the shares sold was $65.23.
  3. Represents the weighted average sale price of $65.209 rounded to the nearest hundredths. The highest price at which the shares sold was $65.265 and the lowest price at which the shares sold was $65.15.
  4. Represents the weighted average sale price of $65.161 rounded to the nearest hundredths. The highest price at which the shares sold was $65.20 and the lowest price at which the shares sold was $65.15.
  5. Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of October 29, 2010. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  6. This option has two remaining annual installments each equal to 33% of the original of the original grant, vesting on 2/17/11 and 2/17/12.