Filing Details
- Accession Number:
- 0001181431-10-055384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 16:59:12
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 16:59:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296378 | Dimitrios Dimitrelis | 1875 Charleston Rd. Mountain View CA 94043 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 797 | $9.92 | 58,097 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 265 | $11.70 | 58,362 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 1,823 | $11.97 | 60,185 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 9,115 | $15.15 | 69,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 12,000 | $29.74 | 57,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-11 | 797 | $0.00 | 797 | $9.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-11 | 265 | $0.00 | 265 | $11.70 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-11 | 1,823 | $0.00 | 1,823 | $11.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-11 | 9,115 | $0.00 | 20,283 | $15.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 0 | 2007-07-31 | 2016-08-01 | No | 4 | M | Direct |
| 0 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 11,168 | 2008-06-05 | 2017-06-05 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2009.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $28.33 to $30.25. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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