Filing Details
- Accession Number:
- 0001140361-10-045251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 16:23:55
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 16:23:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1452217 | Tpc Group Inc. | TPCG | Industrial Organic Chemicals (2860) | 200863618 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480702 | D Roger Wollenberg | C/O Tpc Group Inc. 5151 San Felipe, Suite 800 Houston TX 77056 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-10 | 2,000 | $25.00 | 24,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-10 | 2,000 | $28.00 | 22,095 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 14,000 | $25.00 | 36,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 14,000 | $28.03 | 22,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options (right to buy) | Disposition | 2010-11-10 | 2,000 | $0.00 | 2,000 | $25.00 |
| Common Stock | Incentive Stock Options (right to buy) | Disposition | 2010-11-11 | 14,000 | $0.00 | 14,000 | $25.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2012-07-01 | No | 4 | M | Direct | |
| 4,000 | 2012-07-01 | No | 4 | M | Direct |
Footnotes
- Includes 3,000 shares of restricted stock granted September 25, 2006, all of which vest on July 1, 2011.
- Includes 7,095 shares of restructed stock units granted May 24, 2010, of which one-third (1/3) vest on each of January 1, 2011, 2012 and 2013, subject to the terms of the Restricted Stock Unit Award Agreement.
- Options covering 20,000 shares are exercisable as to 4,000 shares on each of July 1, 2007, 2008, 2009, 2010 and 2011.
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