Filing Details
- Accession Number:
- 0001209191-10-054673
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 16:22:58
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 16:22:58
- Original Submission Date:
- 2010-11-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341403 | Jr E Joseph Turk | C/O Nxstage Medical, Inc. 439 South Union Street, 5Th Floor Lawrence MA 01843 | Svp Commercial Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-03 | 2,613 | $4.54 | 135,338 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-03 | 2,337 | $2.11 | 137,675 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-03 | 4,950 | $20.44 | 132,725 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-03 | 2,613 | $0.00 | 2,613 | $4.54 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-03 | 2,337 | $0.00 | 2,337 | $2.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,083 | 2008-04-27 | 2015-03-26 | No | 4 | M | Direct |
56,917 | 2009-04-05 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010, and amended August 23, 2010.
- This amended report amends the reporting person's original Form 4, filed on November 5, 2010, to reflect that the reported transaction comprised an exercise of derivative securities (stock option) and a disposition of the securities acquired upon exercise.
- The option was granted March 27, 2008 and vests over four years in equal monthly installments.
- The option was granted March 5, 2009 and vests over three years in equal monthly installments.