Filing Details
- Accession Number:
- 0001184880-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 16:15:58
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 16:15:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184880 | Patrick Spratt | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-09 | 346 | $10.54 | 123,857 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-11-09 | 300 | $13.86 | 123,557 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-10 | 18,841 | $10.54 | 142,398 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-11-10 | 2,616 | $13.35 | 139,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 1,493 | $13.38 | 138,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 90 | $13.97 | 138,199 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 3,319 | $14.11 | 134,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 188 | $14.00 | 134,692 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 100 | $14.02 | 134,592 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 510 | $14.01 | 134,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 700 | $14.03 | 133,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 100 | $14.04 | 133,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 4,200 | $13.95 | 129,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 900 | $13.99 | 128,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 400 | $13.98 | 127,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 1,200 | $14.08 | 126,582 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-10 | 500 | $14.06 | 126,082 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2010-11-09 | 346 | $10.54 | 346 | $10.54 |
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2010-11-10 | 18,841 | $10.54 | 18,841 | $10.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,404 | 2010-02-22 | 2011-02-22 | No | 4 | J | Direct |
24,563 | 2010-02-22 | 2011-02-22 | No | 4 | J | Direct |
Footnotes
- Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Shares sold to pay the taxes owed on the exercise of 346 non-qualified stock options.
- Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Date option fully vested.
- Represents total vested/unexercised options "beneficially owned".
- Shares sold to pay the taxes owed on the exercise of 18,841 non-qualified stock options.