Filing Details
- Accession Number:
- 0001164727-10-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 14:35:05
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 14:35:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407339 | Roger Johnson | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Vice President & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2010-11-11 | 2,501 | $28.11 | 10,901 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2010-11-11 | 2,501 | $62.50 | 8,400 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2010-11-11 | 3,750 | $49.73 | 12,150 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2010-11-11 | 3,750 | $62.50 | 8,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-11 | 2,501 | $0.00 | 2,501 | $28.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-11 | 3,750 | $0.00 | 3,750 | $49.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-06 | No | 4 | M | Direct | |
| 0 | 2013-12-02 | No | 4 | M | Direct |
Footnotes
- As of September 30, 2010 the reporting person held 870 shares of Newmont Mining common stock in his 401(k) Plan.
- The options became exercisable in three equal annual installments beginning May 6, 2004.
- The options became exercisable in three equal annual installments beginning December 2, 2004.
Billionaire Hedge Funds
