Filing Details
- Accession Number:
- 0001127602-10-027793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 13:08:35
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 13:08:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-10 | 300,000 | $45.67 | 695,682 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-10 | 300,000 | $56.54 | 395,682 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-11-10 | 300,000 | $0.00 | 300,000 | $45.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300,000 | 2004-04-01 | 2011-10-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,239 | Indirect | 401(k) Plan |
| Common Stock | 288 | Indirect | By Children's 12-year Trust |
Footnotes
- The sale transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in a Form 10-Q filed by the Issuer on October 21, 2010.
- Represents the weighted average sales price for price increments ranging from $56.29 to $57.18. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Includes shares of common stock and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock.
- The Reporting Person disclaims beneficial ownership of these shares.
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