Filing Details
- Accession Number:
- 0001493866-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:58:40
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 12:58:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897893 | Peerless Systems Corp | PRLS | Services-Prepackaged Software (7372) | 953732595 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1011938 | Mark Steven Bathgate | C/O Peerless Systems Corp 2361 Rosecrans Avenue El Segundo CA 90254 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-10 | 260,000 | $3.25 | 164,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Includes 20,000, 200,000, 30,000 and 10,000 shares tendered in Peerless Systems Corporation's tender offer, respectively, by Mr. Bathgate, his wife, the Bathgate Family Partnership, Ltd., and Mr. Bathgate's adult children residing with him.
- Includes 27,241, 100,000, 10,000 and 10,000 shares held by Mr. Bathgate, his wife, the Bathgate Family Partnership, Ltd., and Mr. Bathgate's adult children residing with him. Also includes 17,240 shares of restricted common stock held by Mr. Bathgate.
Billionaire Hedge Funds
