Filing Details
- Accession Number:
- 0001179110-10-015902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:02:20
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 12:02:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191362 | J Gregory Peloquin | 40W267 Keslinger Road Lafox IL 60147 | Exec. Vp & Gm, Rfpd | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 15,000 | $7.06 | 19,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 15,000 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 6,855 | $7.75 | 11,212 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 6,855 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 7,073 | $8.35 | 11,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 7,073 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 12,000 | $8.58 | 16,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 12,000 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 9,000 | $7.24 | 13,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 9,000 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 6,000 | $5.03 | 10,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 6,000 | $10.56 | 4,357 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 3,000 | $5.67 | 7,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 3,000 | $10.56 | 4,357 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 15,000 | $0.00 | 15,000 | $7.06 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 6,855 | $0.00 | 6,855 | $7.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 7,073 | $0.00 | 7,073 | $8.35 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 12,000 | $0.00 | 12,000 | $8.58 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 9,000 | $0.00 | 9,000 | $7.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-11 | 6,000 | $0.00 | 6,000 | $5.03 |
| Common Stock | Employee Stock Option | Disposition | 2010-11-11 | 3,000 | $0.00 | 3,000 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-21 | 2011-09-21 | No | 4 | M | Direct |
| 0 | 2009-09-10 | 2014-09-10 | No | 4 | M | Direct |
| 0 | 2010-10-19 | 2015-10-19 | No | 4 | M | Direct |
| 0 | 2010-10-17 | 2016-10-17 | No | 4 | M | Direct |
| 0 | 2010-10-09 | 2017-10-09 | No | 4 | M | Direct |
| 0 | 2010-10-21 | 2018-10-21 | No | 4 | M | Direct |
| 0 | 2014-10-13 | 2019-10-13 | No | 4 | M | Direct |
Footnotes
- 3,000 shares vested on each of October 17, 2007, 2008, 2009, and 2010.
- 3,000 shares vested on each of October 9, 2008, 2009, and 2010
- 3,000 shares vested on each of October 21, 2009 and 2010
Billionaire Hedge Funds
