Filing Details
- Accession Number:
- 0001494499-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 09:09:23
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 09:09:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
897893 | Peerless Systems Corp | PRLS | Services-Prepackaged Software (7372) | 953732595 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494499 | Edward Ramsden | C/O Caburn Management Lp 535 Madison Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-10 | 323,672 | $3.25 | 0 | No | 4 | S | Indirect | See footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 1 |
Footnotes
- Shares were sold by funds and accounts for which Caburn Management LP serves as investment manager, with dispositive and, in some cases, voting authority over the shares. Mr. Ramsden may be deemed to control Caburn Management LP and thus may be deemed to have indirect beneficial ownership of such shares. Mr. Ramsden disclaims beneficial ownership of such shares.