Filing Details
- Accession Number:
- 0000009984-10-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 08:15:05
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 08:15:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196426 | W John Alden | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vice President, Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-10 | 3,266 | $17.17 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-10 | 4,294 | $14.80 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-10 | 19,942 | $17.11 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-10 | 27,502 | $19.10 | 82,744 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-11-10 | 3,266 | $0.00 | 3,266 | $17.17 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-11-10 | 4,294 | $0.00 | 4,294 | $14.80 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-11-10 | 19,942 | $0.00 | 19,942 | $17.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-06 | No | 4 | M | Direct | |
| 0 | 2011-02-06 | No | 4 | M | Direct | |
| 0 | 2011-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,754 | Indirect | By Company's 401 (k) Plan |
Footnotes
- Includes balances of 699 Restricted Stock Units granted 2/14/07, 1132 granted 2/13/08, 3600 granted 2/10/09 and 5800 granted 2/8/10, and 566 Performance Share Awards granted 2/13/08, that are subject to forfeiture if certain events occur.
- This option fully vested on 11/28/2005.
- 1 for 1.
- This option fully vested on 5/26/2005.
- This option fully vested on 8/24/2005.
Billionaire Hedge Funds
