Filing Details
- Accession Number:
- 0001209191-10-054388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 07:29:00
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 07:29:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1111559 | Tradestation Group Inc | TRAD | Security Brokers, Dealers & Flotation Companies (6211) | 650977576 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236836 | H David Fleischman | 8050 Sw 10Th Street Suite 4000 Plantation FL 33324 | Cfo, Vp Of Finance & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 15,000 | $3.07 | 111,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 1,997 | $6.04 | 109,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 8,510 | $6.07 | 100,843 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 1,209 | $6.08 | 99,634 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 2,095 | $6.12 | 97,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 1,189 | $6.15 | 96,350 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-11-11 | 15,000 | $3.07 | 15,000 | $3.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-02-01 | 2011-02-01 | No | 4 | M | Direct |
Footnotes
- The derivative securities exercised (15,000 in total) became fully vested and exercisable on February 1, 2006.
Billionaire Hedge Funds
