Filing Details

Accession Number:
0001209191-10-054356
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 21:16:43
Reporting Period:
2010-11-08
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 21:16:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381325 Bigband Networks Inc. BBND Radio & Tv Broadcasting & Communications Equipment (3663) 043444278
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201592 Y Geoffrey Yang C/O Redpoint Ventures
3000 Sand Hill Road, Suite 290
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-08 101,000 $3.18 227,928 No 4 S Indirect By Broadband Fund, L.P.
Common Stock Disposition 2010-11-09 52,400 $3.08 175,528 No 4 S Indirect By Broadband Fund, L.P.
Common Stock Disposition 2010-11-10 3,428 $3.05 172,100 No 4 S Indirect By Broadband Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Broadband Fund, L.P.
No 4 S Indirect By Broadband Fund, L.P.
No 4 S Indirect By Broadband Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 887,613 Indirect By Redpoint Technology Partners Q-I, L.P.
Common Stock 141,831 Indirect By Redpoint Technology Partners A-I, l.P.
Common Stock 8,984,679 Indirect By Redpoint Ventures I, L.P.
Common Stock 283,824 Indirect By Redpoint Associates I, LLC
Common Stock 2,307,624 Indirect By Redpoint Omega, L.P.
Common Stock 65,255 Indirect By Redpoint Omega Associates, LLC
Common Stock 46,400 Direct
Common Stock 2,000 Indirect By Kevin Wu-Bing Yang 1999 Trust U/T/A Dated 10/13/99
Common Stock 2,000 Indirect By Peter Wu-Sung Yang 1998 Trust U/T/A Dated 3/19/98
Footnotes
  1. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.18 to $3.19 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.05 to $3.17 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.05 to $3.07 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The Reporting Person is a Manager of BBF Management, LLC, which serves as the general partner of Broadband Fund, L.P. ("BBF"). The Reporting Person is a Manager of Redpoint Omega, LLC, which serves as the general partner of Redpoint Omega, L.P. ("RO"). The Reporting Person is a Manager of Redpoint Omega Associates, LLC ("ROA"). The Reporting Person is a Manager of Redpoint Ventures I, LLC, which serves as the general partner of Redpoint Ventures I, L.P. ("RV I"), Redpoint Technology Partners Q-I, L.P. ("RTP Q-I") and Redpoint Technology Partners A-I, L.P. ("RTP A-I"). The Reporting Person is a Manager of Redpoint Associates I, LLC ("RA"). The Reporting Person shares voting and investment power over the shares held by BBF, RO, ROA, RV I, RTP Q-I, RTP A-I and RA and disclaims beneficial ownership of the shares held by BBF, RO, ROA, RV I, RTP Q-I, RTP A-I and RA except to the extent of his proportionate pecuniary interest therein.
  5. BBF Management, LLC, Redpoint Omega, LLC and Redpoint Ventures I, LLC owns no securities of the Issuer directly.
  6. The shares are held by the Kevin Wu-Bing Yang 1999 Trust U/T/A Dated 10/13/99 (the "Kevin Trust"). The Reporting Person is a trustee of the Kevin Trust.
  7. The shares are held by the Peter Wu-Sung Yang 1998 Trust U/T/A Dated 3/19/98 (the "Peter Trust"). The Reporting Person is a trustee of the Peter Trust.