Filing Details
- Accession Number:
- 0001417327-10-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 20:11:30
- Reporting Period:
- 2010-11-10
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 20:11:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320159 | Douglas James Haynes | 2584 Junction Avenue San Jose CA 95134 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-10 | 275 | $9.38 | 50,996 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On November 10, 2010 the Reporting Person vested in 496 Restricted Stock Awards, and as a result of the vesting acquired 496 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 28, 2008 grant of RSAs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2009. The Issuer will pay the taxes on behalf of the Reporting Person.