Filing Details
- Accession Number:
- 0001127602-10-027717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 19:49:20
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 19:49:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142701 | United Online Inc | UNTD | Services-Computer Programming, Data Processing, Etc. (7370) | 770575839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230439 | R Mark Goldston | 21301 Burbank Blvd. Woodland Hills CA 91367 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-08 | 47,100 | $3.33 | 3,062,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 47,100 | $7.04 | 3,015,636 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-08 | 10,697 | $7.00 | 3,004,939 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-09 | 37,192 | $3.33 | 3,042,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-09 | 37,192 | $7.02 | 3,004,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 45,900 | $7.01 | 2,959,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-08 | 47,100 | $0.00 | 47,100 | $3.33 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-11-09 | 37,192 | $0.00 | 37,192 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,192 | 2001-02-09 | 2011-02-08 | No | 4 | M | Direct |
| 0 | 2001-02-09 | 2011-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 920,622 | Indirect | By Mark R. Goldston & Nancy Jane Goldston Family Trust |
Footnotes
- Includes 750,000 shares subject to a restricted stock unit award granted on April 3, 2007 that will be issued as those units vest.
- Includes 600,000 shares subject to a restricted stock unit award granted on March 14, 2008 that will be issued as those units vest.
- Includes 216,667 shares subject to a restricted stock unit award granted on August 26, 2008 that will be issued as those units vest.
- Includes 120,834 shares subject to a restricted stock unit award granted on March 6, 2009 that will be issued as those units vest.
- Includes 500,000 shares subject to a restricted stock unit award granted on February 15, 2010 that will be issued as those units vest.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2010.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.90 to a high of $7.18. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.914 to a high of $7.06. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.89 to a high of $7.182. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.89 to a high of $7.19. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- This option was granted under the United Online, Inc. 2001 Stock Incentive Plan in an exempt transaction pursuant to Rule 16b-3(d).
- The option was granted on February 9, 2001 for a total of 600,000 shares and was immediately exercisable for all of those shares. However, any unvested shares purchased under such option would be subject to the Issuer's right to repurchase those shares, at the exercise price paid per share, upon the Reporting Person's termination of service with the Issuer prior to vesting in such shares. 25% of the total option shares vested on February 9, 2002, and the balance vested in 36 successive equal monthly installments upon the Reporting Person's completion of each additional month of service thereafter.
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