Filing Details

Accession Number:
0001127602-10-027717
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 19:49:20
Reporting Period:
2010-11-08
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 19:49:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142701 United Online Inc UNTD Services-Computer Programming, Data Processing, Etc. (7370) 770575839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230439 R Mark Goldston 21301 Burbank Blvd.
Woodland Hills CA 91367
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-08 47,100 $3.33 3,062,736 No 4 M Direct
Common Stock Disposition 2010-11-08 47,100 $7.04 3,015,636 No 4 S Direct
Common Stock Disposition 2010-11-08 10,697 $7.00 3,004,939 No 4 S Direct
Common Stock Acquisiton 2010-11-09 37,192 $3.33 3,042,131 No 4 M Direct
Common Stock Disposition 2010-11-09 37,192 $7.02 3,004,939 No 4 S Direct
Common Stock Disposition 2010-11-09 45,900 $7.01 2,959,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-11-08 47,100 $0.00 47,100 $3.33
Common Stock Stock Option (Right to Buy) Disposition 2010-11-09 37,192 $0.00 37,192 $3.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,192 2001-02-09 2011-02-08 No 4 M Direct
0 2001-02-09 2011-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 920,622 Indirect By Mark R. Goldston & Nancy Jane Goldston Family Trust
Footnotes
  1. Includes 750,000 shares subject to a restricted stock unit award granted on April 3, 2007 that will be issued as those units vest.
  2. Includes 600,000 shares subject to a restricted stock unit award granted on March 14, 2008 that will be issued as those units vest.
  3. Includes 216,667 shares subject to a restricted stock unit award granted on August 26, 2008 that will be issued as those units vest.
  4. Includes 120,834 shares subject to a restricted stock unit award granted on March 6, 2009 that will be issued as those units vest.
  5. Includes 500,000 shares subject to a restricted stock unit award granted on February 15, 2010 that will be issued as those units vest.
  6. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2010.
  7. Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.90 to a high of $7.18. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  8. Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.914 to a high of $7.06. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  9. Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.89 to a high of $7.182. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  10. Represents the weighted average sale price per share. The actual sales prices ranged from a low of $6.89 to a high of $7.19. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  11. This option was granted under the United Online, Inc. 2001 Stock Incentive Plan in an exempt transaction pursuant to Rule 16b-3(d).
  12. The option was granted on February 9, 2001 for a total of 600,000 shares and was immediately exercisable for all of those shares. However, any unvested shares purchased under such option would be subject to the Issuer's right to repurchase those shares, at the exercise price paid per share, upon the Reporting Person's termination of service with the Issuer prior to vesting in such shares. 25% of the total option shares vested on February 9, 2002, and the balance vested in 36 successive equal monthly installments upon the Reporting Person's completion of each additional month of service thereafter.