Filing Details
- Accession Number:
- 0001225208-10-024700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 17:08:23
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 17:08:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350633 | M William Brown | One Financial Plaza Hartford CT 06101 | President, Utc Fire & Security | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-09 | 44,000 | $31.71 | 62,625 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-09 | 89 | $76.53 | 62,536 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 100 | $76.53 | 62,436 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 200 | $76.53 | 62,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 4,466 | $76.52 | 57,770 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 5,211 | $76.53 | 52,559 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 9,934 | $76.53 | 42,625 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 10,000 | $76.51 | 32,625 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 14,000 | $76.49 | 18,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-09 | 44,000 | $0.00 | 44,000 | $31.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-02 | 2013-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,376 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
