Filing Details
- Accession Number:
- 0001225208-10-024699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 17:08:20
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 17:08:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1160229 | Patrick H Swygert | One Financial Plaza Hartford CT 06101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-09 | 7,000 | $44.09 | 8,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-09 | 6,000 | $50.53 | 14,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-09 | 100 | $76.50 | 13,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-09 | 100 | $76.50 | 13,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-09 | 12,800 | $76.50 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-09 | 6,000 | $0.00 | 6,000 | $50.53 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-09 | 7,000 | $0.00 | 7,000 | $44.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-04-13 | 2015-04-12 | No | 4 | M | Direct |
0 | 2007-04-14 | 2014-04-13 | No | 4 | M | Direct |