Filing Details
- Accession Number:
- 0000054480-10-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 17:04:45
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 17:04:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454127 | E John Derry | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Sr. Vp - Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-09 | 800 | $45.18 | 15,109 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-09 | 2,300 | $45.19 | 12,809 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-09 | 400 | $45.20 | 12,409 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-09 | 200 | $45.20 | 12,209 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2013-03-28 | 2018-03-27 | 200 | 200 | Direct |
Common Stock | LSAR | $39.53 | 200 | 200 | Direct | ||
Common Stock | Employee Stock Option (Right to Buy) | $35.41 | 2013-03-01 | 2020-02-29 | 3,800 | 3,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-27 | 200 | 200 | Direct |
200 | 200 | Direct | |
2020-02-29 | 3,800 | 3,800 | Direct |
Footnotes
- Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.