Filing Details
- Accession Number:
- 0001209191-10-054268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 17:03:19
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 17:03:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766704 | Health Care Reit Inc | HCN | Real Estate Investment Trusts (6798) | 341096634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242823 | Jr J Charles Herman | 4500 Dorr Street Toledo OH 43615 | Evp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-08 | 6,653 | $37.00 | 54,137 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-08 | 3,561 | $34.88 | 57,698 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-08 | 4,220 | $40.83 | 61,918 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-11-08 | 7,887 | $37.00 | 69,805 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-08 | 22,321 | $50.52 | 47,484 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Option (Right to Buy) | Disposition | 2010-11-08 | 6,653 | $0.00 | 6,653 | $37.00 |
Common | Option (Right to Buy) | Disposition | 2010-11-08 | 3,561 | $0.00 | 3,561 | $34.88 |
Common | Option (Right to Buy) | Disposition | 2010-11-08 | 4,220 | $0.00 | 25,386 | $40.83 |
Common | Option (Right to Buy) | Disposition | 2010-11-08 | 7,887 | $0.00 | 39,434 | $37.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-15 | 2014-01-26 | No | 4 | M | Direct |
0 | 2006-01-15 | 2015-01-24 | No | 4 | M | Direct |
21,166 | 2009-01-15 | 2018-01-21 | No | 4 | M | Direct |
31,547 | 2010-01-15 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,590 | Indirect | LLC |
Footnotes
- The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- Options for the purchase of 6,653 shares of common stock at $37.00 per share were granted to Mr. Herman on January 26, 2004, which grant has previously been reported. Options for the purchase of 1,331 shares vested on January 15 of each of 2005, 2006 and 2007 and options for the purchase of 1,330 shares vested on January 15 of each of 2008 and 2009.
- The options were granted under the Health Care REIT, Inc. 1995 Stock Incentive Plan and had no acquisition price.
- Options for the purchase of 3,561 shares of common stock at $34.88 per share were granted to Mr. Herman on January 24, 2005, which grant has previously been reported. Options for the purchase of 712 shares vested on January 15 of each of 2006, 2007, 2008 and 2009 and options for the purchase of 713 shares vested on January 15, 2010.
- Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. Options for the purchase of 5,078 shares vested on January 15, 2009, options for the purchase of 5,077 shares vested on January 15, 2010 and options for the purchase of 5,077 shares will vest on January 15 of each of 2011, 2012 and 2013.
- The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. Options for the purchase of 7,887 shares vested on January 15, 2010 and options for the purchase of 7,887 shares will vest on January 15 of each of 2011, 2012 and 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014.