Filing Details
- Accession Number:
- 0001127602-10-027665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 16:02:43
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 16:02:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142701 | United Online Inc | UNTD | Services-Computer Programming, Data Processing, Etc. (7370) | 770575839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399282 | P Neil Edwards | 21301 Burbank Boulevard Woodland Hills CA 91367 | Svp Finance, Treasurer & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-08 | 28,594 | $5.77 | 262,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 28,594 | $7.02 | 233,655 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 39,688 | $1.23 | 273,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 39,688 | $7.00 | 233,655 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 7,875 | $2.55 | 241,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 7,875 | $7.01 | 233,655 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-08 | 28,594 | $0.00 | 28,594 | $5.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-08 | 39,688 | $0.00 | 39,688 | $1.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-08 | 7,875 | $0.00 | 7,875 | $2.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-06 | No | 4 | M | Direct | |
| 0 | 2011-09-25 | No | 4 | M | Direct | |
| 0 | 2011-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 600 | Indirect | By Daughter |
| Common Stock | 200 | Indirect | By Son |
Footnotes
- Includes 3,750 shares subject to a restricted stock unit award granted on February 15, 2007 that will be issued as those units vest.
- Includes 13,334 shares subject to a restricted stock unit award granted on February 15, 2008 that will be issued as those units vest.
- Includes 40,000 shares subject to a restricted stock unit award granted on February 15, 2010 that will be issued as those units vest.
- Includes 1,002 shares acquired under the United Online Employee Stock Purchase Plan on October 29, 2010.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $7.00 to a high of $7.045. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $7.00 to a high of $7.018. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $7.01 to a high of $7.015. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- This option was granted under the United Online, Inc. 2001 Stock Incentive Plan in an exempt transaction pursuant to Rule 16b-3(d).
- This option was granted under the United Online, Inc. 2001 Supplemental Stock Incentive Plan in an exempt transaction pursuant to Rule 16b-3(d).
- The option was granted on May 7, 2002 for a total of 52,499 shares. 25% of the total option shares vested and became exercisable on May 7, 2003, and the balance vested and became exercisable in 36 equal monthly installments upon the Reporting Person's completion of each additional month of service thereafter.
- The option was granted on September 26, 2001 for a total of 104,999 shares. 25% of the total option shares vested and became exercisable on September 26, 2002, and the balance vested and became exercisable in 36 equal monthly installments upon the Reporting Person's completion of each additional month of service thereafter.
- The option was granted on February 21, 2001 for a total of 21,000 shares. 25% of the total option shares vested and became exercisable on February 21, 2002, and the balance vested and became exercisable in 36 equal monthly installments upon the Reporting Person's completion of each additional month of service thereafter.
- The number of shares of the Issuer's common stock subject to this option for 7,875 shares was erroneously reported on the Reporting Person's Form 3 filed on May 11, 2007 as an option for 7,575 shares of common stock.
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