Filing Details
- Accession Number:
- 0001191983-10-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 15:46:48
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 15:46:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191983 | Roland Cline | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-08 | 6,708 | $2.51 | 193,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 6,708 | $7.50 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 5,164 | $2.71 | 193,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 4,964 | $7.50 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-08 | 200 | $7.51 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 6,708 | $2.15 | 193,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 5,108 | $7.50 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-08 | 1,600 | $7.51 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 5,063 | $3.10 | 193,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 5,063 | $7.50 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 3,059 | $2.96 | 193,851 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 3,059 | $7.50 | 193,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-09 | 20,000 | $7.50 | 173,851 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2010-11-08 | 6,708 | $0.00 | 6,708 | $2.51 |
| Common Stock | Stock Options | Disposition | 2010-11-08 | 5,164 | $0.00 | 5,164 | $2.71 |
| Common Stock | Stock Options | Disposition | 2010-11-08 | 6,708 | $0.00 | 6,708 | $2.15 |
| Common Stock | Stock Options | Disposition | 2010-11-08 | 5,063 | $0.00 | 5,063 | $3.10 |
| Common Stock | Stock Options | Disposition | 2010-11-08 | 3,059 | $0.00 | 3,059 | $2.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,415 | 2010-05-26 | 2019-05-26 | No | 4 | M | Direct |
| 10,326 | 2010-06-23 | 2019-06-23 | No | 4 | M | Direct |
| 13,415 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
| 10,126 | 2010-07-22 | 2019-07-22 | No | 4 | M | Direct |
| 6,117 | 2010-08-12 | 2019-08-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 51,527 | Indirect | ESOP |
| Common Stock | 26,694 | Indirect | IRA |
| Common Stock | 3,800 | Indirect | 401(k) |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $7.50 to $7.515. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
