Filing Details
- Accession Number:
- 0001225208-10-024595
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 13:57:24
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 13:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183686 | E David Kepler | 2030 Dow Center Midland MI 48674 | Executive Vice President & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2010-11-08 | 25,000 | $9.53 | 174,811 | No | 4 | M | Direct | |
| Common | Disposition | 2010-11-08 | 7,220 | $32.62 | 167,591 | No | 4 | F | Direct | |
| Common | Disposition | 2010-11-08 | 7,305 | $32.62 | 160,286 | No | 4 | F | Direct | |
| Common | Disposition | 2010-11-09 | 10,475 | $32.30 | 149,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-08 | 25,000 | $0.00 | 25,000 | $9.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 283,930 | 2019-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 1,905 | Indirect | By 401(k) Plan |
| Common | 1,731 | Indirect | By 401(k) Plan ESOP |
| Common | 73,675 | Indirect | By Trust |
Footnotes
- Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sales price for all aggregated transactions. The actual price ranged from $32.25 and $32.38. Full information regarding the aggregated transactions will be made available upon request.
- Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- The options vest in three equal annual installments beginning on February 13, 2010.
Billionaire Hedge Funds
