Filing Details
- Accession Number:
- 0001234452-10-000230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 21:18:41
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 21:18:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902269 | M Irwin Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-05 | 30,430 | $48.15 | 9,195,579 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2010-11-08 | 30,348 | $47.93 | 9,165,231 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2010-11-08 | 2,088 | $47.93 | 0 | No | 4 | S | Indirect | by Foundation |
Common Stock | Disposition | 2010-11-05 | 30,430 | $48.15 | 9,195,579 | No | 4 | S | Indirect | by GRAT S |
Common Stock | Disposition | 2010-11-08 | 30,348 | $47.93 | 9,165,231 | No | 4 | S | Indirect | by GRAT S |
Common Stock | Disposition | 2010-11-05 | 172,305 | $0.00 | 2,435,746 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2010-11-08 | 12,500 | $29.21 | 2,446,158 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2010-11-08 | 12,500 | $48.02 | 2,433,658 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2010-11-08 | 25,023 | $0.00 | 2,408,635 | No | 5 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | by Foundation |
No | 4 | S | Indirect | by GRAT S |
No | 4 | S | Indirect | by GRAT S |
No | 5 | G | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-08 | 12,500 | $0.00 | 12,500 | $29.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
272,500 | 2011-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,920 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $29.21 | 2011-11-29 | 165,000 | 165,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-11-29 | 165,000 | 165,000 | Indirect |
Footnotes
- The sale prices for this transaction ranged from $47.5543 to $48.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
- The sale prices for this transaction ranged from $47.62 to $48.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities beneficially owned by Irwin M. Jacobs through the Dunaway Foundation which Dr. Jacobs has voting and disposition power.
- Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
- Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.