Filing Details
- Accession Number:
- 0001047736-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 20:49:35
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 20:49:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1047736 | E Donald Brown | 7601 Interactive Way Indianapolis IN 46278 | Chairman, President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 5,000 | $14.38 | 4,208,459 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 5,000 | $8.70 | 4,213,459 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 48,510 | $5.99 | 4,261,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 58,510 | $27.22 | 4,203,459 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 41,490 | $5.99 | 4,244,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 56,490 | $27.57 | 4,188,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 5,000 | $0.00 | 5,000 | $14.38 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 5,000 | $0.00 | 5,000 | $8.70 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-05 | 48,510 | $0.00 | 48,510 | $5.99 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-08 | 41,490 | $0.00 | 41,490 | $5.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-04-02 | No | 4 | M | Direct | |
| 0 | 2011-07-26 | No | 4 | M | Direct | |
| 41,490 | 2011-12-26 | No | 4 | M | Direct | |
| 0 | 2011-12-26 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 58,510 shares in 456 separate transactions, ranging in price from $27.08 to $27.335 per share, resulting in a weighted average sale price per share of $27.221187. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 56,490 shares in 480 separate transactions, ranging in price from $27.25 to $28.01 per share, resulting in a weighted average sale price per share of $27.570149. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 1,250 shares vested on each of 4/2/2002, 4/2/2003, 4/2/2004 and 4/2/2005.
- 1,250 shares vested on each of 7/26/2002, 7/26/2003, 7/26/2004 and 7/26/2005.
- 22,500 shares vested on each of 12/26/2002, 12/26/2003, 12/26/2004 and 12/26/2005.
Billionaire Hedge Funds
